Securities management requires precision, structure, and clarity. But legacy tools make it harder than it should be. They miss nuance, limit visibility, and create unnecessary risk.

Clients expect faster answers, cleaner cap tables, and advisory support that scales. To deliver all three, firms need systems built for modern equity work. Not workarounds.

With Walter’s latest securities update, corporate legal teams can handle complex transactions with speed, accuracy, and complete control.

Every event logged as a transaction

From standard events like issuances and transfers to more advanced actions such as redemptions, repurchases, retractions, and conversions, every transaction is now logged with a timestamp and full audit trail. Each one is recorded separately but remains linked to the underlying record it creates or changes.

This means:

• You can view a cap table at any point in time
• Every change is reversible, with built-in version history
• Records stay clean and reliable, no matter how complex the activity

You are not just tracking data. You are preserving the legal and strategic history behind each decision.

And with OCX exports, which use the Open Cap Table Format created by top law firms and providers, all cap table data is standardized and portable whenever you need it.

Model future scenarios before they happen

Simulate upcoming financings, restructurings, or grants using Walter’s branching system. These models stay separate from live data in the current cap table until you are ready to apply them. You can explore outcomes without risk.

Model, compare, and commit with confidence.

Full client lifecycle support with document automation

Walter now supports every equity event your clients may encounter, from option exercises to stock splits to SAFE conversions.

For each transaction, related documents can be drafted and sent for signature directly from Walter using our DocuSign integration—no dragging fields or switching tools. Templates are your firm’s own, built and maintained in Microsoft Word, so your team works with documents that reflect your standard language and formatting.

Bring cap table management back into your firm

With Walter, clients never need to rely on outside platforms for cap table management. You can offer the same functionality within your own system, with:

• Faster turnaround times
• More profitable fixed-fee engagements
• Better client experience with less manual effort

Walter helps you deliver better service while reinforcing your firm’s value.

See it in action

If your firm supports clients through securities-related transactions and recordkeeping, now is the time to upgrade your tools.

Book a demo to see how Walter helps your firm manage securities transactions with the precision, speed, and confidence clients expect.